CHICAGO – April 21, 2017 – Arthur Don, co-chair of the Investment Regulation Group at global law firm Greenberg Traurig, LLP, will participate in the ACA Spring 2017 Compliance Conference, Thursday, May 4, in Florida.
The ACA Compliance Conference will bring together industry experts, leading attorneys, and experienced senior professionals to discuss the challenging compliance, cybersecurity, and performance issues firms face in the industry today.
Mr. Don will speak on the panel, “Business Continuity: What Should Advisors be doing Now?” which will focus on mergers and acquisitions of advisory firms, incapacitation of a key man, and winding down. The panel will also address the recently proposed SEC Rule 206(4)-4, which will require advisers to develop business continuity plans designed to mitigate the impact of business disruptions or transitions. He will discuss the details of the rule and what advisers should be taking into consideration as they build out their plans.
Mr. Don has more than 30 years of experience representing mutual funds, public investment companies, fund independent directors, investment advisers, private investment funds, private equity funds, real estate funds, broker-dealers, and public companies in a variety of sophisticated securities transactions. His experience includes various aspects of investment company practice, from organizing new funds through acquisitions and mergers of funds. He has represented issuers and underwriters in numerous public offerings. He also frequently advises independent directors on fiduciary duties and clients on compliance policy issues.
About Greenberg Traurig's Financial Regulatory and Compliance Group
Greenberg Traurig’s Financial Regulatory and Compliance Group has wide-ranging experience assisting national, regional and local clients in a variety of matters affecting the financial services industry. The national team of skilled attorneys works with clients as they face regulatory, litigation, legislative, supervision, examination, licensing, compliance and governance matters. Greenberg Traurig's regulatory attorneys regularly advise banks, broker-dealers, investment advisors, mortgage lenders and servicers, payday lenders, consumer finance companies, registered and private investment funds, debt collectors and other financial institutions in complying with state and federal regulatory requirements and interfacing with governmental agencies.
About Greenberg Traurig, LLP
Greenberg Traurig, LLP (GTLaw) has more than 2,000 attorneys in 38 offices in the United States, Latin America, Europe, Asia and the Middle East and is celebrating its 50th anniversary. One firm worldwide, GTLaw has been recognized for its philanthropic giving, was named the second largest firm in the U.S. by Law360 in 2016, and among the Top 20 on the 2016 Am Law Global 100. Web: www.gtlaw.com Twitter: @GT_Law.
The ACA Compliance Conference will bring together industry experts, leading attorneys, and experienced senior professionals to discuss the challenging compliance, cybersecurity, and performance issues firms face in the industry today.
Mr. Don will speak on the panel, “Business Continuity: What Should Advisors be doing Now?” which will focus on mergers and acquisitions of advisory firms, incapacitation of a key man, and winding down. The panel will also address the recently proposed SEC Rule 206(4)-4, which will require advisers to develop business continuity plans designed to mitigate the impact of business disruptions or transitions. He will discuss the details of the rule and what advisers should be taking into consideration as they build out their plans.
Mr. Don has more than 30 years of experience representing mutual funds, public investment companies, fund independent directors, investment advisers, private investment funds, private equity funds, real estate funds, broker-dealers, and public companies in a variety of sophisticated securities transactions. His experience includes various aspects of investment company practice, from organizing new funds through acquisitions and mergers of funds. He has represented issuers and underwriters in numerous public offerings. He also frequently advises independent directors on fiduciary duties and clients on compliance policy issues.
About Greenberg Traurig's Financial Regulatory and Compliance Group
Greenberg Traurig’s Financial Regulatory and Compliance Group has wide-ranging experience assisting national, regional and local clients in a variety of matters affecting the financial services industry. The national team of skilled attorneys works with clients as they face regulatory, litigation, legislative, supervision, examination, licensing, compliance and governance matters. Greenberg Traurig's regulatory attorneys regularly advise banks, broker-dealers, investment advisors, mortgage lenders and servicers, payday lenders, consumer finance companies, registered and private investment funds, debt collectors and other financial institutions in complying with state and federal regulatory requirements and interfacing with governmental agencies.
About Greenberg Traurig, LLP
Greenberg Traurig, LLP (GTLaw) has more than 2,000 attorneys in 38 offices in the United States, Latin America, Europe, Asia and the Middle East and is celebrating its 50th anniversary. One firm worldwide, GTLaw has been recognized for its philanthropic giving, was named the second largest firm in the U.S. by Law360 in 2016, and among the Top 20 on the 2016 Am Law Global 100. Web: www.gtlaw.com Twitter: @GT_Law.