NEW YORK – March 1, 2023 – Four Greenberg Traurig, LLP shareholders will speak at the Securities Industry and Financial Markets Association’s (SIFMA) 2023 Compliance & Legal (C&L) Annual Seminar to be held March 12-15 in San Diego, California. The firm is also a longstanding sponsor of the event.
SIFMA, considered the voice of the nation’s securities industry, brings together the shared interests of hundreds of broker-dealers, investment banks, and asset managers to advocate for effective and resilient capital markets. SIFMA’s C&L Annual Seminar is the preeminent meeting place for compliance and legal professionals from across the financial services industry.
Tracy L. Gerber, co-chair of Greenberg Traurig’s Broker-Dealer Securities Litigation Practice, is a featured speaker and will moderate the mainstage “Ask FINRA” panel session.
Philip I. Person, a shareholder in Greenberg Traurig’s Labor & Employment Practice, will be a panelist during the "Employment Issues for Financial Services Firms: A New Era" session.
Nikki Lewis Simon, Greenberg Traurig’s chief Diversity, Equity and Inclusion officer, will be a panelist during the “Current Developments in Diversity, Equity and Inclusion" session.
Kyle R. Freeny, a shareholder in Greenberg Traurig’s White Collar Crime & Special Investigations Practice, will be a panelist during the “Something Smells Phishy: From Romance Scams to Elder Abuse, Helping Protect Your Firm from a Sea of Fraud" session.