Profile
Jason R. Lindsay focuses his practice on financial services industry litigation and regulatory matters. Jason represents broker-dealers and their management and employees in investigations and disciplinary proceedings initiated by the SEC and FINRA. In addition, he represents brokerage firms and their management in customer-initiated cases and arbitration proceedings. Jason regularly handles matters involving claims for breach of fiduciary duty, elder abuse, negligence, fraud, undue influence and violation of federal and state laws and industry regulations.
Concentrations
- Securities Regulatory Actions and Investigations
- Financial Services Litigation
- Arbitration
- Breach of fiduciary duty
Capabilities
Experience
Represented securities brokerage company in a FINRA arbitration claim requesting $4 million in compensatory damages and alleging multiple causes of action including breach of contract, negligence, misrepresentation and breach of fiduciary duty. Obtained dismissal on behalf of client.
Recognition & Leadership
- Listed, Super Lawyers magazine, Southern California Super Lawyers, "Rising Star," 2013-2017
- Member, American Bar Association
- Member, Century City Bar Association
- Member, Illinois State Bar Association
- Member, Association of Business Trial Lawyers Los Angeles
- Member, Northwestern University Alumni Club of Los Angeles
- Member, Securities Industry and Financial Markets Association
- Member, State Bar of California
Credentials
- J.D., University of San Diego School of Law, 2002
- B.A., Northwestern University, 1999
- California
- Illinois