WEST PALM BEACH, Fla. – March 12, 2024 – Two Greenberg Traurig, P.A. shareholders will speak at the Securities Industry and Financial Markets Association’s (SIFMA) 2024 Compliance & Legal (C&L) Annual Seminar to be held March 17-20 in Orlando. The firm is also a longstanding sponsor of the event.
SIFMA, considered the voice of the nation’s securities industry, brings together the shared interests of hundreds of broker-dealers, investment banks, and asset managers to advocate for effective and resilient capital markets. SIFMA’s C&L Annual Seminar is the preeminent meeting place for compliance and legal professionals from across the financial services industry.
Tracy L. Gerber, co-chair of Greenberg Traurig’s Broker-Dealer Securities Litigation Practice, will moderate the “Key Legal and Regulatory Issues for Private Client Firms” panel session March 19 at 10 a.m. Gerber’s panel will explore best practices, trends and challenges private client firms face in addressing some of the key areas of focus for FINRA, the SEC and state regulators, including crypto assets, cybersecurity and technology management, the use of artificial intelligence and predictive analytics, off channel communications, and fiduciary rules.
Elizabeth E. Moum will be a panelist during the "Cutting Edge Issues in the Workplace 2024" session March 18 at 11:15 a.m. Moum’s panel will discuss generative AI use in the workplace, DEI programs and initiatives following the Supreme Court’s decision in Students for Fair Admissions, Inc. (SFFA) v. President & Fellows of Harvard College and SFFA v. University of North Carolina, latest developments impacting employment and settlement agreements, and the recent uptick in union activity and new rules governing organizing efforts.
About Greenberg Traurig’s Securities Litigation Practice: Greenberg Traurig has one of the broadest and deepest securities litigation practices in the country. The firm has been lead defense counsel in hundreds of securities class actions, derivative lawsuits, and SEC investigations and enforcement actions. These include some of the largest and most complex regulatory actions ever filed and one of the most highly publicized securities fraud cases in recent times. The firm has one of the most experienced and largest teams in the United States, representing both market leading broker-dealers and directors and officers to final award or judgment in thousands of securities arbitrations and trials throughout the country. The team has tried some of the largest arbitration cases to verdict, including numerous matters involving more than $100 million. The attorneys regularly handle matters before the Financial Industry Regulatory Authority Dispute Resolution, Securities and Exchange Commission, American Arbitration Association, National Futures Association, and state and federal courts across the country.
About Greenberg Traurig: Greenberg Traurig, LLP has more than 2750 attorneys in 47 locations in the United States, Europe and the Middle East, Latin America, and Asia. The firm is a 2022 BTI “Highly Recommended Law Firm” for superior client service and is consistently among the top firms on the Am Law Global 100 and NLJ 500. Greenberg Traurig is Mansfield Rule 6.0 Certified Plus by The Diversity Lab. The firm is recognized for powering its U.S. offices with 100% renewable energy as certified by the Center for Resource Solutions Green-e® Energy program and is a member of the U.S. EPA’s Green Power Partnership Program. The firm is known for its philanthropic giving, innovation, diversity, and pro bono. Web: www.gtlaw.com.