Financial Regulatory & Compliance
Greenberg Traurig’s Mexico City Financial Regulatory & Compliance Practice provides representation and advice to banks, corporations, financial technology institutions, and other financial institutions on domestic and international regulatory, supervisory, enforcement, legislative and policy, licensing, compliance, and governance matters before virtually all types of regulatory authorities in the Mexican financial system, including the Central Bank of Mexico, the Ministry of Finance and Public Credit, the National Banking and Securities Commission (CNBV), the National Insurance and Bonding Commission (CNSF), the Institute for the Protection of Bank Savings (IPAB), and the National Commission for the Protection and Defense of Users of Financial Services (CONDUSEF).
The GT team’s regulatory experience covers a wide range of issues, including capitalization and reserve requirements, corporate governance, investment guidelines, provisions applicable to interest rates, related-party transactions, and transactions with other financial intermediaries. We also advise clients on the following:
- The formation, authorization, and operation process for financial institutions to function in Mexico
- The planning and structuring of financial products and services
- Compliance consulting to prevent funds of illicit origin from being used for money laundering and terrorism financing
- Legal and compliance auditing and enforcement of consumer financial regulations
Contact Us
To learn more about GT Mexico City’s Financial Regulatory & Compliance capabilities, please feel free to reach out to our practice group coordinators.